BESIDE, YOUR INVESTMENT

Investment

Trading Manual

Trading Manual

Opening the Account

  1. Fill out the Account Opening Form and sign at block "Applicant / Legal Representative" (In case the applicant's age is under 20 years, his or her parent's signature is required)
  2. Fill out part 1 of the Know-Your-Client Form and sign at block "Unitholder / Legal Representative"
  3. Fill out the Customer Risk Profile Questionnaire for the purpose of considering the appropriate type of unit trust
  4. Supporting documents authenticated with signature

Individual

  • Copy of ID (In case using government officer ID, state enterprise ID, please attach copy of house registration), alien identity card or passport (Foreigner)
    Copy of savings or current account (If investor want to receive unalloted proceeds or dividend or redemption proceeds by money transfer)

Joint Individual
(Not More than 2 persons) Copy of ID

  • Copy of ID
    Copy of savings or current account
    If investor want to receive unalloted proceeds or dividend or redemption proceeds by money transfer

Juristic Person

  • Company's Affidavit from the Ministry of Commerce (less than 1 month old)
    Memorandum & Articles of Association
    Minutes of Board of Directors' Meeting
    Copy of ID of Board of Director / Authorized Director / Authorized Person
    Copy of List of Shareholders (Bo Or Jor 5 Por)
    Copy of savings or current account (If investor want to receive unalloted proceeds or dividend or redemption proceeds by money transfer)

Procedures for the Purchase of Unit Trusts

  1. Fill out the Subscription Order Form and sign at block "Signature of Unitholder or Legal Representative" (In case the applicant's age is under 20 years, his or her parent's signature is required)
  2. Make a payment at the Land and Houses Retail Bank, The Siam Commercial Bank , The Bangkok Bank, The Bank of Ayudhya, The Kasikorn Bank, The Krung Thai Bank payable by cheque / cashier's cheque or money transfer under account name of "Land and Houses Fund Management Company Limited for Subscription"
  3. Deliver all above documents to the Land and Houses Fund Management Co.,Ltd. or the selling agents or fax to 02-286-3585, 02-679-2150 (deliver the original order within 7 days) from 8:30am to 3:30pm.

Procedures for Automated Investment Plan or Unit Trust Saving Plan (For daily fund only)

Conditions

  1. Order placer is required to open the fund account with the Land and Houses Fund Management Co.,Ltd.
  2. Order placer has to order on regular basis at the same amount but not less than determined amount.
  3. Order placer is able to set number of installments and purchase dates under the following conditions:-
  4. Fixing the date of any month for example deduction or purchase date is on the 28th day of every month from March to June etc.
  5. If the Fund Management Company is unable to deduct money for a particular installment because of insufficient money, the Company will make the deduction at the next installment date. The Company reserves the right to cancel a regular purchasing plan if there is insufficient money on 2 consecutive installment dates.

Procedure

  1. Fill out the "Direct Debit Request Form" and sign at block "Consenter"
  2. Fill out the "Advance Order Form" and sign at block "Unitholder"
  3. Copy of savings or current account
  4. Deliver all above documents to the Land and Houses Fund Management Co.,Ltd. or the selling agents by yourself.

Procedures for the Sale of Unit Trusts (Redemption)

  1. Fill out the Redemption Order Form and sign at block "Signature of Unitholder or Legal Representative" (In case unitholder is under 20 years, signature of father or mother is required )
  2. Deliver all above documents to the Land and Houses Fund Management Co.,Ltd. or the selling agents by hand yourself or fax to 02-286-3585, 02-679-2150 (deliver the original order within 7 days) from 8:30am to 3:30pm.
  3. Receive redemption proceeds.
    • Money transfer to bank account specified in Account Opening Form ; or
    • Cheque under the unitholder's name or
    • Unitholder will receive redemption proceeds at the date indicated in Fund Prospectus.

Procedures for Switching of Unit Trusts

Switching of Unit Trusts means to redeem one unit trust in order to purchase another unit trust (target unit trust) in which only unit trust that allowed to do so (see Fund Prospectus)

  1. Fill out the Switching Order Form and sign block "Signature of Unitholder or Legal Representative"
  2. Return all above documents to the Land and Houses Fund Management Co.,Ltd. or the selling agents by yourself or fax to 02-286-3585, 02-679-2150 (submit original within 7 days) from 8:30am to 3:30pm.